Essentials of the Dodd-Frank Act (Heftet)

Serie: Essentials Series 


Innbinding: Heftet
Utgivelsesår: 2011
Antall sider: 186
Forlag: John Wiley and Sons Ltd
Språk: Engelsk
ISBN/EAN: 9780470952337
Omtale Essentials of the Dodd-Frank Act
An executive overview of the new Financial Regulations Act
This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.

One of the first books to provide an executive summary from a compliance perspective
Presents responsibilities of senior level executives regarding this new Act
Reveals what has changed within the regulatory environment
Provides tips and techniques throughout

Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

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